Troy Stine
Troy Stine is a registered investment advisor at Prosperity Capital Advisors, based in Lafayette, LA, with 26 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
315 S College Rd., Suite 145, Lafayette, LA, 70503
Get directionsHistory
Regulatory History (8)
Customer Dispute
April 2009Customer Dispute
March 2009Customer Dispute
August 2008Customer Dispute
November 2004Customer Dispute
May 2002Customer Dispute
November 2001Customer Dispute
October 2001Employment Separation After Allegations
June 2001Other Business ActivitiesSells Insurance
Troy is a licensed insurance agent selling fixed insurance products, dedicating a few hours per week to this activity. He is also involved in several other ventures, including real estate, accounting, tax preparation, and financial education, and owns Stine Tax & Wealth Planning, LLC, which takes up nearly all of his time.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Next Financial Group, INC.Broker
Next Financial Group, INC.
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Financial Network Investment CorporationBroker
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.