Julia Battaglia
Julia Battaglia is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Garden City, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1325 Franklin Ave, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
Criminal
September 1997Other Business Activities
Julia is an officer of Crown Rentals, Inc. since 2018, renting construction equipment, dedicating a few hours per week. Julia also owns multiple real estate properties and LLCs, including Gilford LLC, Residences at Midtown Condos, Pier Ave Realty Corp, and Denton Avenue LLC, but spends minimal time on these activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.