Michael Napoli
Michael Napoli is a registered investment advisor at Private Advisor Group, LLC, based in Morgan Hill, CA, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
275 Tennant Ave, Ste 102, Morgan Hill, CA, 95037
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2015Other Business Activities
Michael operates under Napoli Wealth Management and NWM Financial Services as DBAs for his LPL business, dedicating full-time hours to these activities. He also provides investment advisory services through Mariner Independent Advisor Network LLC, and is involved in mortgage/real estate services, dedicating minimal time to these activities.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Mariner Advisor Network
Stratos Wealth Partners, LTD
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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