Lynn Boland is a registered investment advisor, based in Los Angeles, CA, with 27 years of industry experience. Lynn is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1901 Avenue of the Stars, 2nd Floor, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021Denied
Other Business Activities
Lynn is the CEO of Boland Private Wealth Management, a support company, since November 2023. Lynn spends about 10-20% of their time managing wealth for clients through Raymond James.
Employment History
Current Registrations
Raymond James Financial Services, INC.
November 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services Advisors, INC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
November 2013 - December 2023 · 10 yrs 1 mo
RBC Capital Markets, LLCBroker
November 2013 - December 2023 · 10 yrs 1 mo
Oppenheimer & CO. INC.
March 2010 - December 2013 · 3 yrs 9 mos
Oppenheimer & CO. INC.Broker
March 2010 - December 2013 · 3 yrs 9 mos
Neuberger Berman LLC
September 2007 - March 2010 · 2 yrs 6 mos
Neuberger Berman LLCBroker
September 2007 - March 2010 · 2 yrs 6 mos
Linsco/private Ledger CORP.
September 2002 - September 2007 · 5 yrs
Linsco/private Ledger CORP.Broker
September 2002 - September 2007 · 5 yrs
UBS Painewebber INC.
October 1999 - September 2002 · 2 yrs 11 mos
UBS Painewebber INC.Broker
June 1999 - September 2002 · 3 yrs 3 mos
State Registrations20 states
AZCACODCDEFLHIILKSMDMIMNMONENVNYOHORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- David Arakelyan, CFPCetera Investment Advisers LLC
- Deanna Adams, CFA
- Carol Cory, CFPPlanmember Securities Corporation
- Theodore Saade, CFP
- Michaela Hurtienne, CFP
- Charles Winn, CFAJ.P. Morgan Securities LLC