Maurice Schaefer
Maurice Schaefer is a registered investment advisor at LPL Financial LLC, based in Lexington, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
527 Wellington Way #225, Lexington, KY, 40503-1375
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2015Other Business Activities
Maurice operates Keystone Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also has a business entity, John Schaefer and Associates, for tax/investment purposes, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Banc One Securities CorporationBroker
Charles Schwab & CO., INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.