Tim Ha
Tim Ha is a CFP-designated registered investment advisor at LPL Financial LLC, based in Roanoke, VA, with 27 years of industry experience. Tim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3119 Chaparral Drive, Roanoke, VA, 24018
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2014Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Tim is associated with Valley Wealth Group, a DBA for his LPL business, and is involved in non-variable insurance. He also owns HA 3X Investment Property, LLC, a real estate rental, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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