Tim Ha
Tim Ha is a CFP-designated registered investment advisor at LPL Financial LLC, based in Roanoke, VA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3119 Chaparral Drive, Roanoke, VA, 24018
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2014Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Tim is associated with Valley Wealth Group, a DBA for his LPL business, and is involved in non-variable insurance. He also owns HA 3X Investment Property, LLC, a real estate rental, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.