FM
FM

Frederick Martin

43 Years of Experience
Minneapolis, MN
Broker

Frederick Martin is a registered investment advisor, based in Minneapolis, MN, with 43 years of industry experience.

Location

150 South Fifth Street, Suite 2550, Minneapolis, MN, 55402-1227

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederick works for DGI as a registered investment advisor. This is a full-time commitment, with most of his time spent during trading hours.

Employment History
Current Registrations
Paralel DistributorsBroker
July 2025 - Present · 10 mos
Disciplined Growth Investors INC
April 2006 - Present · 20 yrs 1 mo
Previous Registrations
Alps Distributors, INC.Broker
September 2011 - July 2025 · 13 yrs 10 mos
Mitchell Hutchins Asset Management INC.Broker
January 1979 - February 1997 · 18 yrs 1 mo
Security Capital CO., INC.Broker
December 1969 - May 1975 · 5 yrs 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frederick Martin - Financial Advisor | TrueAdvisor