DH
DH

David Harris

25 Years of Experience
San Diego, CA
1 DisclosureBroker

David Harris is a registered investment advisor at UBS Financial Services INC., based in San Diego, CA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

600 West Broadway, Suite 2100, San Diego, CA, 92101

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History

Regulatory History (1)
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Criminal
December 1993
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.Broker
December 2011 - Present · 14 yrs 5 mos
UBS Financial Services INC.
December 2011 - Present · 14 yrs 5 mos
UBS Financial Services INC.
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - December 2011 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - December 2011 · 7 yrs 4 mos
Morgan Stanley
June 2003 - July 2004 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
June 2003 - July 2004 · 1 yr 1 mo
American Express Financial Advisors, INC.
December 2001 - April 2003 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
November 2001 - April 2003 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
November 2001 - April 2003 · 1 yr 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
July 2000 - November 2001 · 1 yr 4 mos
Gunnallen Financial, INCBroker
May 2000 - June 2000 · 1 mo
Mpi FinancialBroker
April 2000 - May 2000 · 1 mo
State Registrations13 states
AKAZCACOFLINMTNVNYORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Harris - Financial Advisor | TrueAdvisor