Michael Cole is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Charleston, SC, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Cool Blow St, Ste 321, Charleston, SC, 29403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is an agent for Affluence Financial Group LLC, which is used as an expense account, dedicating minimal time. He is also an agent for Affluence Consulting Group LLC, where consulting fees are paid through, spending a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Grant Williams L.P.Broker
Brinker Capital INC
Brinker Capital Securities, INC.Broker
Curian Capital, LLC
Curian Clearing, LLCBroker
Metlife Investors Distribution CompanyBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Phoenix Equity Planning CorporationBroker
Qa3 Financial CORP.Broker
United Heritage Financial Services, INC.Broker
Washington Square Securities, INC.Broker
MML Investors Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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