Heather Harms
Heather Harms is a registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9060 Andermatt Dr Ste 101, Lincoln, NE, 68526
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Regulatory History (1)
Criminal
August 1996Other Business ActivitiesSells Insurance
Heather works for 2M Cleaning Service doing clerical/record keeping work, dedicating minimal time. She also has investment-related DBAs for her LPL business and sells non-variable insurance through Banner, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.