NR
CFP
NR
CFP

Nathan Rink

25 Years of Experience
Lincoln, NE
1 DisclosureBrokerSells Insurance

Nathan Rink is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

8540 Executive Woods Dr, Ste 100, Lincoln, NE, 68512

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2017
Denied
Other Business ActivitiesSells Insurance

Nathan operates under two DBAs for his LPL business: NJN Financial Group (full-time) and A.V.E. Wealth Management (minimal time). He is also an insurance agent selling non-variable insurance, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
June 2000 - July 2021 · 21 yrs 1 mo
Waddell & ReedBroker
April 2000 - July 2021 · 21 yrs 3 mos
State Registrations23 states
ARAZCACOFLGAIAILKSMAMDMNMOMSNENVSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan Rink - Financial Advisor | TrueAdvisor