Adam Mach is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lincoln, NE, with 21 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8025 Eiger Dr Ste 100, Lincoln, NE, 68516
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam operates 37 Wealth, Inc as a DBA for his LPL business since 2018. He also has KAM Enterprises, Inc. for tax/investment purposes since 2011, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Benjamin Thiele, CFPLPL Financial LLC
- Austin Costello, CFPLPL Financial LLC
- Nathan Rink, CFPLPL Financial LLC
- Kevin Deaver, CFPLPL Financial LLC
- Heather HarmsLPL Financial LLC
- Christopher Collins, CFPLPL Financial LLC