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Kevin Kramer

26 Years of Experience
Los Angeles, CA
Broker

Kevin Kramer is a registered investment advisor at Rockefeller Capital Management, based in Los Angeles, CA, with 26 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

2000 Avenue of the Stars, Suite 530 N, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 9 mos
Rockefeller Capital Management
October 2021 - Present · 4 yrs 7 mos
Rockefeller Financial LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2008 - November 2021 · 13 yrs 2 mos
UBS Financial Services INC.
September 2008 - November 2021 · 13 yrs 2 mos
Lehman Brothers INC.
April 2008 - October 2008 · 6 mos
Lehman Brothers INC.Broker
November 2004 - October 2008 · 3 yrs 11 mos
J.P. Morgan Securities INC.Broker
May 2001 - November 2004 · 3 yrs 6 mos
J.P. Morgan Securities INC.Broker
May 1999 - May 2001 · 2 yrs
State Registrations25 states
AZCACODEFLIDILINLAMAMDMOMSNCNHNJNVNYOHORPATXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Kramer - Financial Advisor | TrueAdvisor