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Craig Cassidy

Royal Fund Management, LLC
17 Years of Experience
Palm Desert, CA
Sells Insurance
View SEC Summary
View SEC Summary

Craig Cassidy is a registered investment advisor at Royal Fund Management, LLC, based in Palm Desert, CA, with 17 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.

Royal Fund Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
4,966 clients
Average Client Portfolio
$314K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.50%
$1M+1.25%

Options strategy has a separate fee schedule ranging from 1.50% to 2.00%. Dividend enhancement overlay strategy adds 0.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Palm Desert, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Craig is the owner/broker/insurance agent for Financial Vision & Financial Services, selling life, health, and fixed annuities. This activity takes about half of his time.

Employment History
Current Registrations
Royal Fund Management, LLC
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
Aegis Wealth Management, INC.
September 2021 - October 2021 · 1 mo
American Elite Retirement
February 2013 - September 2013 · 7 mos
Global Financial Private Capital, LLC
June 2011 - June 2012 · 1 yr
American Investment Services
May 2009 - September 2010 · 1 yr 4 mos
Envision Investment Advisors, LLC
January 2009 - July 2009 · 6 mos
Envision Investment Advisors, LLC
March 2008 - December 2008 · 9 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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