Chad Nielsen
Chad Nielsen is a registered investment advisor at Gateway Financial & Estate Planning, INC., based in Seattle, WA, with 26 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 20 clients with $9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.60% |
Fees vary by strategy ranging from 1.00% to 1.75% for Gradient Investments and up to 2.60% for Portfolio Medics. A flat $15 quarterly technology fee also applies to Gradient accounts.
Fee Estimator
Location
14900 Interurban Ave. So, Suite 271, Seattle, WA, 98168
Get directionsHistory
Regulatory History (1)
Regulatory
April 2021Other Business ActivitiesSells Insurance
Chad owns Gateway Insurance Services, Inc. since 2011, where he works as an insurance agent selling insurance products, dedicating about 10-20% of his time. Chad also owns Federal Benefits Advisory Group, LLC, where he works as a benefits counselor, dedicating minimal time.
Employment History
Current Registrations
Gateway Financial & Estate Planning, INC.
Previous Registrations
Regent Capital Group, INC.Broker
Camden Financial ServicesBroker
Wma Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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