LH
LH

Lori Ann Hodge

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,843 clients
Average Client Portfolio
$214K average
Assets Under Management
$395.3M

Fee Structure

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Location

100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Lori is a partner/owner at Lori A. Hodge, CPA & Assoc., PC, focusing on tax preparation and review, spending about half her time. She is also an IAR & RR at Harper & Hodge, dedicating about two-thirds of her time to sales, administration, and client meetings, and is the treasurer for Daniel R and Lori A Hodge, PC. Finally, Lori is an insurance producer for various insurance companies, dedicating a few hours per week, and a member of Kaymeg LLC, which owns rental property.

Employment History
Current Registrations
Aurora Private Wealth, INC.
February 2024 - Present · 2 yrs
Comprehensive Capital Management, INC.
September 2010 - Present · 15 yrs 5 mos
Apw Capital, INC.Broker
September 2010 - Present · 15 yrs 5 mos
Previous Registrations
Financial Network Investment Corporation
October 2005 - September 2010 · 4 yrs 11 mos
Financial Network Investment CorporationBroker
October 2005 - September 2010 · 4 yrs 11 mos
Blue Vase Securities, LLC
February 2004 - December 2005 · 1 yr 10 mos
Blue Vase Securities, LLCBroker
August 2002 - October 2005 · 3 yrs 2 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLCBroker
May 1999 - September 2002 · 3 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1999 - January 2000 · 8 mos
State Registrations10 states
ALFLMOMTNCOHPASCWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Lori Ann Hodge - Financial Advisor | TrueAdvisor