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John Albrecht

J. W. Cole Advisors, INC.
27 Years of Experience
Dublin, OH
3 DisclosuresBrokerSells Insurance
View SEC Summary
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John Albrecht is a registered investment advisor at J. W. Cole Advisors, INC., based in Dublin, OH, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

655 Metro Place South, Suite 600, Dublin, OH, 43017

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Denied
Criminal
September 1989
Final Disposition
Criminal
May 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John sells fixed insurance products, dedicating about a quarter of his time to this activity. He also operates under the DBA Wealth Management Services, Inc.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
April 2015 - Present · 11 yrs 6 mos
J.W. Cole Financial, INC.Broker
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
J. W. Cole Advisors, INC.
August 2011 - December 2013 · 2 yrs 4 mos
Workman Securities Corporation
October 2006 - August 2011 · 4 yrs 10 mos
Workman Securities CorporationBroker
January 2006 - August 2011 · 5 yrs 7 mos
Workman Securities Advisory Services
January 2006 - October 2006 · 9 mos
Citigroup Global Markets INC.
December 1999 - February 2006 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
June 1999 - February 2006 · 6 yrs 8 mos
State Registrations6 states
AZFLKYOHORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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