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Shawn Morgan

Cary Street Partners
26 Years of Experience
Austin, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Shawn Morgan is a registered investment advisor at Cary Street Partners, based in Austin, TX, with 26 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,988 clients with $10B in assets under management.

Cary Street Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
6,988 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$10.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.00%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees are negotiable and actual schedules vary by client. Fees for amounts over $25,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7801 Capital of Texas Highway, Suite 310, Austin, TX, 78731

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Settled
Customer Dispute
March 2011
Closed-No Action
Customer Dispute
April 2010
Closed-No Action
Customer Dispute
January 2010
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cary Street Partners
November 2013 - Present · 12 yrs 11 mos
Cary Street PartnersBroker
November 2013 - Present · 12 yrs 11 mos
Cary Street Partners
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Riverstone Wealth Management
July 2009 - December 2013 · 4 yrs 5 mos
Riverstone Wealth Management, INC.Broker
July 2009 - December 2013 · 4 yrs 5 mos
Oppenheimer & CO. INC.
March 2009 - July 2009 · 4 mos
Oppenheimer & CO. INC.Broker
March 2009 - July 2009 · 4 mos
Stanford Group CompanyBroker
April 2006 - March 2009 · 2 yrs 11 mos
Stanford Group Company
April 2006 - March 2009 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - April 2006 · 3 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2002 - April 2006 · 3 yrs 6 mos
Janus Distributors, INC.Broker
May 1999 - May 2001 · 2 yrs
State Registrations15 states
ARAZCAGAKSMIMTNHNJNMNYORPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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