CA
CFA
CA
CFA

Christian Auger

13 Years of Experience
Farmington, CT

Christian Auger is a CFA-designated registered investment advisor at New England Asset Management, INC., based in Farmington, CT, with 13 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 139 clients with $100B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
139 clients
Average Client Portfolio
$742.4M average
Assets Under Management
$103.2B

Fee Structure

Investment management only (planning not offered)

NEAM's fees are based on a percentage of the assets they manage, and the specific rate depends on the investment strategy. The fees are negotiable and can be subject to a minimum annual fee. For core fixed income, the fees generally range up to 0.20% per year. Other strategies have different fee schedules. NEAM also receives compensation from a revenue sharing arrangement with Polen Credit when clients invest in certain Polen Funds.

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Location

Pondview Corporate Center, 76 Batterson Park Road, Farmington, CT, 06032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New England Asset Management, INC.
December 2012 - Present · 13 yrs 5 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christian Auger - Financial Advisor | TrueAdvisor