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Aaron Young

Citigroup Global Markets INC.
27 Years of Experience
Long Island City, NY
1 DisclosureBroker
View SEC Summary
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Aaron Young is a registered investment advisor at Citigroup Global Markets INC., based in Long Island City, NY, with 27 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2398 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 38-18 Queens Boulevard, B, Long Island City, NY, 11101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Aaron serves as Power of Attorney for his elderly aunt, assisting with general life and health matters. This role requires minimal time and is not investment-related.

Employment History
Current Registrations
Citigroup Global Markets INC.
March 2014 - Present · 12 yrs 7 mos
Citigroup Global Markets INC.
December 2013 - Present · 12 yrs 10 mos
Citigroup Global Markets INC.Broker
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.
November 2003 - October 2012 · 8 yrs 11 mos
Chase Investment Services CORP.Broker
November 2003 - October 2012 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - November 2003 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
June 1999 - May 2002 · 2 yrs 11 mos
State Registrations21 states
CACOCTDCDEFLGAILKSKYMAMDMSNCNJNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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