TrueAdvisor
TrueAdvisor
SS
SS

Scott Samuels

Citigroup Global Markets INC.
36 Years of Experience
Long Island City, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Scott Samuels is a registered investment advisor at Citigroup Global Markets INC., based in Long Island City, NY, with 36 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2398 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 38-18 Queens Boulevard, B, Long Island City, NY, 11101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.
November 2021 - Present · 4 yrs 11 mos
Citigroup Global Markets INC.
November 2021 - Present · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Infinex Investments, INC.
September 2018 - October 2021 · 3 yrs 1 mo
Infinex Investments, INC.Broker
August 2018 - October 2021 · 3 yrs 2 mos
Spartan Capital Private Wealth Management LLC
July 2018 - August 2018 · 1 mo
Spartan Capital Securities, LLCBroker
August 2016 - August 2018 · 2 yrs
Aegis Capital CORP.Broker
March 2010 - August 2016 · 6 yrs 5 mos
Aegis Capital CORP.
March 2010 - August 2016 · 6 yrs 5 mos
Gunnallen Financial, INC
December 2008 - March 2010 · 1 yr 3 mos
Gunnallen Financial, INCBroker
December 2008 - March 2010 · 1 yr 3 mos
Ladenburg Thalmann Asset Management INC
January 2008 - December 2008 · 11 mos
Ladenburg Thalmann & CO. INC.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - June 2006 · 4 yrs 2 mos
Gruntal & CO., L.L.C.Broker
June 2001 - May 2002 · 11 mos
Janney Montgomery Scott LLCBroker
April 1997 - June 2001 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
February 1994 - April 1997 · 3 yrs 2 mos
Painewebber IncorporatedBroker
October 1990 - March 1994 · 3 yrs 5 mos
Prudential-Bache Securities INC.Broker
April 1990 - October 1990 · 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1990 - June 1990 · 5 mos
State Registrations24 states
CACOCTDCFLIAILINMDMIMTNCNJNVNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Long Island City, NY →All financial advisors in New York →