Alan Vorwald is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 27 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2121 North Pearl Street, Suite 500, Dallas, TX, 75201
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Regulatory History (1)
Customer Dispute
February 2008Other Business Activities
Alan is the owner of Old Dollar Road, LLC, a real estate venture in Sun Valley, ID, since August 2020. This activity requires minimal time during or after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Credit Suisse First Boston
Credit Suisse First Boston LLCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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