MM
CFP
MM
CFP
Michael Moberly
26 Years of Experience
Santa Rosa, CA
1 DisclosureBroker
Michael Moberly is a CFP-designated registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Settled
Other Business Activities
Michael works as an independent contractor and soccer referee since August 2019. This activity is investment-related and takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2008 - September 2017 · 8 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2008 - September 2017 · 8 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
February 2000 - April 2007 · 7 yrs 2 mos
Morgan Stanley Dw INC.Broker
June 1999 - April 2007 · 7 yrs 10 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.