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Ernest Dunlap is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2008Settled
Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 14 yrs 9 mos
Morgan StanleyBroker
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - August 2011 · 14 yrs 1 mo
UBS Financial Services INC.Broker
August 1996 - August 2011 · 15 yrs
Prudential Securities IncorporatedBroker
December 1995 - August 1996 · 8 mos
State Registrations31 states
AZCACOCTFLGAHIIAIDILINKSKYMAMEMNMTNCNMNVNYOHORSCTNTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.