Alexander Brozyna is a registered investment advisor at First Trust Advisors LP, based in Newtown, PA, with 25 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 5,731 clients with $310B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees vary by strategy, ranging from 0.00% to 1.00% annually depending on the specific separately managed account strategy chosen.
Fee Estimator
Location
Newtown, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alexander is a member of the Audit & Investment Committee for the United Ukranian American Relief Committee, a non-profit organization. He reviews the foundation's endowment and assists with investment reviews, dedicating minimal time to this volunteer position.
Employment History
Current Registrations
First Trust Advisors LP
First Trust Portfolios L.P.
First Trust Portfolios L.P.Broker
Previous Registrations
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Washington Square Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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