TD
CFP
TD
CFP

Thomas Francis Dowd

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

Cleveland, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns a rental property, is associated with The Tyler-Stone Group, and is an officer in a family-owned retail restaurant, Ark-Dowd Dough, Inc., dedicating minimal time to each. He also provides investment advisory services through Tyler-Stone Wealth Management, LLC, spending nearly full-time on this activity.

Employment History
Current Registrations
LPL Financial LLC
September 2025 - Present · 5 mos
Tyler-Stone Wealth Management, LLC
January 2015 - Present · 11 yrs 1 mo
LPL Financial LLCBroker
April 2004 - Present · 21 yrs 10 mos
Previous Registrations
LPL Financial LLC
May 2004 - September 2016 · 12 yrs 4 mos
Ws Griffith Securities, INC.
December 2003 - June 2004 · 6 mos
Ws Griffith Securities, INC.Broker
September 2003 - June 2004 · 9 mos
Financial Network Group LTD
November 2002 - September 2003 · 10 mos
Royal Alliance Associates, INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
AXA Advisors, LLCBroker
July 2001 - July 2002 · 1 yr
Prudential Securities IncorporatedBroker
July 1999 - July 2001 · 2 yrs
State Registrations15 states
CTDCFLGAILINMANCNJNYOHPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Thomas Francis Dowd - Financial Advisor | TrueAdvisor