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Cherie Harris

LPL Financial LLC
7 Years of Experience
Cleveland, OH
2 DisclosuresBroker
View SEC Summary
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Cherie Harris is a registered investment advisor at LPL Financial LLC, based in Cleveland, OH, with 7 years of industry experience. Cherie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3333 Richmond Rd Ste 345, Cleveland, OH, 44122

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2023
Pending
Financial
November 2022
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cherie has been a notary in Rootstown, OH since 2010. This activity is investment-related and takes up minimal time.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
1914 Advisors
January 2022 - February 2023 · 1 yr 1 mo
Boenning & Scattergood, INC.Broker
January 2022 - February 2023 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - January 2022 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - January 2022 · 2 yrs 9 mos
State Registrations3 states
CTOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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