Michael Gheen
Michael Gheen is a PFS-designated registered investment advisor at LPL Financial LLC, based in Cleveland, OH, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1100 Superior Ave. East, Suite 1500, Cleveland, OH, 44114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael has several investment-related activities, including Oswald Financial (DBA for LPL business), Global Retirement Partners (registered investment advisor), and Oswald Financial Wealth Management (DBA and registered investment advisor). Michael also works for Oswald Companies, selling non-variable insurance products such as disability/accident & health, life, and LTC, dedicating nearly full-time hours to this.
Employment History
Current Registrations
LPL Financial LLCBroker
Global Retirement Partners LLC
Previous Registrations
The Huntington Investment Company
The Huntington Investment CompanyBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.