Tommie Goggans is a registered investment advisor at Goggans Group INC, based in Gadsden, AL, with 22 years of industry experience. Tommie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 71 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
71 clients
Average Client Portfolio
$204K average
Assets Under Management
$14.5M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
309 Broad St, Gadsden, AL, 35901
Get directionsHistory
Regulatory History (2)
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Regulatory
February 2022Final
Regulatory
March 2010Final
Employment History
Current Registrations
Goggans Group INC
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Goggans Group INC
November 2013 - December 2015 · 2 yrs 1 mo
Capital Management Advisors INC
July 2010 - October 2013 · 3 yrs 3 mos
Ameriprise Financial Services, INC.
July 1999 - November 2005 · 6 yrs 4 mos
Ameriprise Financial Services, INC.Broker
June 1999 - November 2005 · 6 yrs 5 mos
Ids Life Insurance CompanyBroker
June 1999 - November 2005 · 6 yrs 5 mos
State Registrations2 states
ALTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.