Michael Applebaum is a registered investment advisor, based in Northbrook, IL, with 26 years of industry experience.
Location
606 Academy Drive, Northbrook, IL, 60062
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an agent/broker for Signature Brokerage Services Ltd. selling traditional insurance products since 2000. He also provides accounting and tax services through Applebaum & Associates, P.C. since 1990.
Employment History
Current Registrations
First Heartland Capital, INC.Broker
September 2001 - Present · 24 yrs 7 mos
Signature Financial Services, LTD
October 1999 - Present · 26 yrs 6 mos
Previous Registrations
Marquis Financial Services, INC.Broker
July 1999 - September 2001 · 2 yrs 2 mos
State Registrations3 states
FLILIN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.