William Sealey
William Sealey is a registered investment advisor at LPL Financial LLC, based in Nicholasville, KY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
508 N. Main St Ste B, Nicholasville, KY, 40356
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Other Business Activities
William operates Sealey Investment Group, LLC as a DBA for his LPL business, dedicating about 10-20% of his time. He also owns a real estate rental property, TOPS'L Summit Property Rental, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Ameriprise Financial Services, INC.Broker
AXA Advisors, LLCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.