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Brent Griffin

Spire Wealth Management, LLC
23 Years of Experience
Gurnee, IL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Brent Griffin is a registered investment advisor at Spire Wealth Management, LLC, based in Gurnee, IL, with 23 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,379 clients with $4.5B in assets under management.

Spire Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
67 advisors
Number of Clients
6,379 clients
Average Client Portfolio
$708K average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees generally range from 0.02% to 2.25% of assets under management. Individual advisors set specific fee schedules and retain discretion to negotiate alternative fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1800 Nations Dr., Ste 116-5, Gurnee, IL, 60031

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2018
Final
Judgment / Lien
May 2000
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Spire Wealth Management, LLC
March 2026 - Present · 7 mos
Spire Securities, LLC
February 2026 - Present · 8 mos
Spire Securities, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Edward Jones
January 2022 - December 2025 · 3 yrs 11 mos
Edward JonesBroker
January 2022 - December 2025 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2018 - February 2020 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2018 - February 2020 · 1 yr 5 mos
PNC Investments
July 2017 - August 2018 · 1 yr 1 mo
PNC InvestmentsBroker
May 2017 - August 2018 · 1 yr 3 mos
J.P. Morgan Securities LLC
August 2013 - May 2017 · 3 yrs 9 mos
J.P. Morgan Securities LLCBroker
July 2013 - May 2017 · 3 yrs 10 mos
Fifth Third Securities, INC.Broker
November 2011 - July 2013 · 1 yr 8 mos
Chase Investment Services CORP.Broker
December 2009 - April 2011 · 1 yr 4 mos
Divine Capital Markets LLCBroker
January 2009 - November 2009 · 10 mos
Melvin Securities, L.L.C.Broker
May 2008 - November 2008 · 6 mos
Jackson Securities LLCBroker
June 2005 - May 2008 · 2 yrs 11 mos
Berean Capital IncorporatedBroker
February 2001 - June 2005 · 4 yrs 4 mos
Dean Witter Reynolds INC.Broker
August 1999 - November 2000 · 1 yr 3 mos
State Registrations4 states
FLILOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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