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Ian Ogilvie

Rockefeller Capital Management
20 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
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Ian Ogilvie is a registered investment advisor at Rockefeller Capital Management, based in Oklahoma City, OK, with 20 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3030 Northwest Expressway, Suite 300, Oklahoma City, OK, 73112

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2022
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
April 2026 - Present · 6 mos
Rockefeller Financial LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
Morgan Stanley
June 2011 - April 2026 · 14 yrs 10 mos
Morgan StanleyBroker
May 2011 - April 2026 · 14 yrs 11 mos
Ramius Securities, L.L.C.Broker
June 1999 - June 2004 · 5 yrs
State Registrations39 states
ALARAZCACODCDEFLGAIDILINKSKYLAMAMDMOMSMTNCNENMNVNYOHOKORPASCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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