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CFP

Meg Speece

Stifel, Nicolaus & Company, Incorporated
26 Years of Experience
Wilmington, NC
Broker
View SEC Summary
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Meg Speece is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Wilmington, NC, with 26 years of industry experience. Meg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2005 Eastwood Road, Suite 102, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
June 2020 - Present · 6 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2012 - June 2020 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2012 - June 2020 · 7 yrs 10 mos
Comprehensive Asset Management and Servicing, INC.Broker
July 2009 - July 2012 · 3 yrs
Old North State Wealth Management, LLC
May 2009 - July 2012 · 3 yrs 2 mos
D.A. Davidson & CO.
November 2002 - October 2008 · 5 yrs 11 mos
D.A. Davidson & CO.Broker
November 2002 - October 2008 · 5 yrs 11 mos
UBS Painewebber INC.
September 2001 - August 2002 · 11 mos
UBS Painewebber INC.Broker
August 2001 - August 2002 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - July 2001 · 2 yrs
State Registrations41 states
AKALAZCACOCTDCDEFLGAIAILINKYMAMDMEMIMNMOMSMTNCNHNJNMNYOHORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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