AS
AS

Adam Seiden

26 Years of Experience
New York, NY
Broker

Adam Seiden is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 26 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

300 Madison Ave Fl 25, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is the 100% owner of ADS Agency, LLC, created for business expense purposes. He also serves as Chairman of the Round Table of New York and as a Board Director for Finseca, dedicating minimal time to each non-profit organization.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2008 - Present · 18 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2000 - January 2002 · 2 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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