Adam Seiden is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 26 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

300 Madison Ave Fl 25, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is the 100% owner of ADS Agency, LLC, created for business expense purposes. He also serves as Chairman of the Round Table of New York and as a Board Director for Finseca, dedicating minimal time to each non-profit organization.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2008 - Present · 18 yrs
Northwestern Mutual Investment Services, LLCBroker
January 2000 - Present · 26 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2000 - January 2002 · 2 yrs
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.