Kelvern Chen
Kelvern Chen is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 11 years of industry experience. Kelvern operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1 Battery Park Plaza, Ste 3350, New York, NY, 10004
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Regulatory History (1)
Customer Dispute
February 2022Other Business Activities
Kelvern sells tangible products on Amazon, dedicating a few hours per week to this activity. Kelvern is also a 50% owner of 12 Grimsby Realty LLC as a passive investor, spending minimal time on this investment-related activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.Broker
Santander Securities
Santander Securities LLCBroker
Unfcu Advisors LLC
Communityamerica Financial Solutions, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
National Planning CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.