NH
NH
Nicholas Hasselkus
25 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker
Nicholas Hasselkus is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 2023Settled
Customer Dispute
February 2006Settled
Customer Dispute
February 2005Denied
Other Business Activities
Nicholas is a liaison officer and board member for Lancino Encino Village Partnership, involved in property management and commercial real estate since 1990. He also owns rental property in Scottsdale, Arizona since 2021, dedicating minimal time to it.
Employment History
Current Registrations
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2014 · 1 yr 3 mos
Chase Investment Services CORP.
August 2007 - October 2012 · 5 yrs 2 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
The Huntington Investment Company
August 2006 - July 2007 · 11 mos
The Huntington Investment CompanyBroker
November 2005 - July 2007 · 1 yr 8 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Chase Investment Services CORP.
July 2005 - October 2005 · 3 mos
Banc One Securities Corporation
May 2003 - July 2005 · 2 yrs 2 mos
Banc One Securities CorporationBroker
May 2003 - July 2005 · 2 yrs 2 mos
Metlife Securities INC.Broker
June 2002 - May 2003 · 11 mos
Metropolitan Life Insurance CompanyBroker
June 2002 - May 2003 · 11 mos
Ing Funds Distributor, INC.Broker
September 2001 - March 2002 · 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 2000 - October 2001 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - August 2000 · 1 yr
State Registrations26 states
ALAZCACODEFLGAHIIDILINKSMIMNMONJNVOHORSDTNTXUTVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.