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Nicholas Hasselkus

Morgan Stanley
25 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker
View SEC Summary
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Nicholas Hasselkus is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 25 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
Customer Dispute
February 2006
Settled
Customer Dispute
February 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nicholas is a liaison officer and board member for Lancino Encino Village Partnership, involved in property management and commercial real estate since 1990. He also owns rental property in Scottsdale, Arizona since 2021, dedicating minimal time to it.

Employment History
Current Registrations
Morgan StanleyBroker
September 2014 - Present · 12 yrs 1 mo
Morgan Stanley
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2014 · 1 yr 3 mos
Chase Investment Services CORP.
August 2007 - October 2012 · 5 yrs 2 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
The Huntington Investment Company
August 2006 - July 2007 · 11 mos
The Huntington Investment CompanyBroker
November 2005 - July 2007 · 1 yr 8 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Chase Investment Services CORP.
July 2005 - October 2005 · 3 mos
Banc One Securities Corporation
May 2003 - July 2005 · 2 yrs 2 mos
Banc One Securities CorporationBroker
May 2003 - July 2005 · 2 yrs 2 mos
Metlife Securities INC.Broker
June 2002 - May 2003 · 11 mos
Metropolitan Life Insurance CompanyBroker
June 2002 - May 2003 · 11 mos
Ing Funds Distributor, INC.Broker
September 2001 - March 2002 · 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 2000 - October 2001 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - August 2000 · 1 yr
State Registrations26 states
ALAZCACODEFLGAHIIDILINKSMIMNMONJNVOHORSDTNTXUTVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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