Rocklin Senavinin
Rocklin Senavinin is a CFP-designated registered investment advisor at Clientfirst Wealth Management, LLC, based in Little Rock, AR, with 25 years of industry experience. Rocklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 53 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ClientFirst Wealth Management charges an annual fee based on a percentage of the assets they manage.
For Comprehensive Wealth Management:
- $1,000,000 to $3,000,000: 0.85% per year
- $3,000,000 to $5,000,000: 0.75% per year
- Over $5,000,000: Negotiable
For Managed Accounts of Tax-Exempt Municipal Bonds:
- $1,000,000 to $1,500,000: 0.45% per year
- $1,500,000 to $3,000,000: 0.40% per year
- $3,000,000 to $5,000,000: 0.38% per year
- Over $5,000,000: Negotiable
Fees are calculated quarterly based on the portfolio value on the last trading day of the quarter.
Contact
Rocklin Senavinin
Location
Little Rock, AR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rocklin is an investment adviser representative with ClientFirst Wealth Management, LLC, dedicating minimal time. He also serves as a board member for Mount St. Mary Foundation, spending minimal time assisting with finance-related matters.
Employment History
Current Registrations
Clientfirst Wealth Management, LLC
Fiduciary Wealth Management, LLC
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
A. G. Edwards & Sons, INC.Broker
TD Waterhouse Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
When not in the office, Roc enjoys golfing, fishing and soccer. He is a past volunteer at Our House homeless shelter, where he provided basic budgeting education.