PD
ChFC
PD
ChFC

Patrick Denis

24 Years of Experience
Troy, MI
Broker

Patrick Denis is a ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in Troy, MI, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1152 E. Long Lake Road, Troy, MI, 48085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Concourse Financial Group Advisors
January 2023 - July 2023 · 6 mos
Concourse Financial Group Securities, INC.Broker
January 2023 - July 2023 · 6 mos
Concourse Financial Group Advisors
February 2021 - December 2022 · 1 yr 10 mos
Concourse Financial Group Securities, INC.Broker
February 2021 - December 2022 · 1 yr 10 mos
Aig Capital Services, INC.Broker
April 2016 - February 2021 · 4 yrs 10 mos
LPL Financial LLC
March 2008 - April 2015 · 7 yrs 1 mo
LPL Financial LLCBroker
March 2008 - April 2015 · 7 yrs 1 mo
AXA Advisors, LLC
October 2006 - December 2007 · 1 yr 2 mos
Mony Securities CorporationBroker
October 2004 - March 2006 · 1 yr 5 mos
AXA Advisors, LLCBroker
February 2000 - December 2007 · 7 yrs 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Patrick Denis - Financial Advisor | TrueAdvisor