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Shane Watson

26 Years of Experience
Cincinnati, OH
Broker

Shane Watson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 26 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2017 - Present · 8 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Strategic Advisers, INC.
January 2003 - August 2017 · 14 yrs 7 mos
Fidelity Brokerage Services LLCBroker
September 1999 - August 2017 · 17 yrs 11 mos
State Registrations16 states
AZCAFLGAILINKYLAMINCOHSCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shane Watson - Financial Advisor | TrueAdvisor