Angelica Roxas is a registered investment advisor at Brookwood Investment Group, based in Phoenix, AZ, with 13 years of industry experience. Angelica operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
3930 E. Ray Road, Suite 155, Phoenix, AZ, 85044
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Angelica is the owner of Strategic Asset Preservation, Inc., where she works as an independent advisor and sells insurance and annuities, dedicating about half her time to this activity. She is also the owner of South Bay Tax Solutions but has no involvement with tax preparation or advice, dedicating a few hours per week.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Secure Investment Management, LLC
Optivise Advisory Services LLC
Optivise Advisory Services LLC
Foundations Investment Advisors LLC
Kuhn Capital Partners
Virtue Capital Management, LLC
Horter Investment Management, LLC
Brookstone Capital Management LLC
Financial Leadership Advisors, INC.
Wealth Preservation Advisory Services, LLC
USA Financial Securities Corporation
Quest Capital Strategies, INC.
Waddell & Reed, INC.
Jones Financial Group, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.