James Saulnier
James Saulnier is a CFP-designated registered investment advisor at Jim Saulnier & Associates, LLC, based in Fort Collins, CO, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 182 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
JS&A offers two investment management services with fixed annual fees, billed quarterly:
- Investment Model: Designed for individuals actively saving for retirement. The annual fee is $4,700 plus $100 per managed account. A minimum household aggregate account size of $500,000 is generally required, but may be negotiable.
- Investment Positioning: Designed for those actively withdrawing from their retirement assets and is only available to existing retirement planning clients of JS&A. The annual fee is $7,700 plus $100 per managed account. A minimum household aggregate account size of $750,000 is generally required, but may be negotiable.
Clients can schedule optional hour-long portfolio review meetings for $320 per meeting.
Location
506 East Mulberry St, Fort Collins, CO, 80524
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a registered representative with Cambridge Investment Research, Inc. and an Investment Adviser Representative with Cambridge Investment Research Advisors. He also owns Jim Saulnier & Associates LLC as an independent insurance agent and advisory rep, and Jim Saulnier Tax Planning LLC for tax preparation and planning, and is a licensed insurance agent.
Employment History
Current Registrations
Jim Saulnier & Associates, LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Waddell & Reed, INC.Broker
State Registrations1 state
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