James Saulnier
James Saulnier is a CFP-designated registered investment advisor at Jim Saulnier & Associates, LLC, based in Fort Collins, CO, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 184 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Jim Saulnier & Associates, LLC charges fixed annual fees for portfolio management rather than a percentage of your portfolio. The total fee depends on the service option you choose and the number of accounts you have:
- Investment Model Service (for accumulation) — $4,700 per year management fee plus $100 per account for platform fees.
- Investment Positioning Service (for distribution) — $7,700 per year management fee plus $100 per account for platform fees. (This option requires you to first complete a retirement plan with Jim Saulnier & Associates, LLC.)
Additional details to keep in mind:
- Fees are billed quarterly in arrears.
- There is a one-time administrative account opening fee ranging from $75 for standard accounts up to $750 for complex accounts like trusts.
- Optional review meetings beyond the required annual review cost $320 per meeting.
Location
506 East Mulberry St, Fort Collins, CO, 80524
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a registered representative with Cambridge Investment Research, Inc. and an Investment Adviser Representative with Cambridge Investment Research Advisors. He also owns Jim Saulnier & Associates LLC as an independent insurance agent and advisory rep, and Jim Saulnier Tax Planning LLC for tax preparation and planning, and is a licensed insurance agent.
Employment History
Current Registrations
Jim Saulnier & Associates, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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