CP
CP

Christopher Pesce

26 Years of Experience
Melville, NY
4 DisclosuresBroker

Christopher Pesce is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

68 South Service Road Ste 100, Melville, NY, 11747

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Customer Dispute
September 2025
Denied
Employment Separation After Allegations
October 2010
Employment Separation After Allegations
December 2002
Other Business Activities

Christopher owns and manages two rental properties, 43 Paula Ave LLC and 20 Yonkers Terrace LLC, generating rental income.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2025 - Present · 6 mos
Wells Fargo Advisors
November 2025 - Present · 6 mos
Previous Registrations
UBS Financial Services INC.
October 2010 - November 2025 · 15 yrs 1 mo
UBS Financial Services INC.Broker
October 2010 - November 2025 · 15 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - November 2010 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - November 2010 · 4 yrs 2 mos
Janney Montgomery Scott LLC
April 2006 - September 2006 · 5 mos
Janney Montgomery Scott LLCBroker
January 2003 - September 2006 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
September 1999 - January 2003 · 3 yrs 4 mos
State Registrations23 states
AZCACOCTFLGAIDINLAMAMDMENCNHNJNYOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Pesce - Financial Advisor | TrueAdvisor