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Mary Daoust

Pks Advisory Services, LLC
27 Years of Experience
Albany, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mary Daoust is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 27 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (1)
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Criminal
January 1976
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mary is an investment advisory representative at PKSA. She also sells fixed and life insurance through PKSF, dedicating minimal time to this activity.

Employment History
Current Registrations
Pks Advisory Services, LLC
February 2012 - Present · 14 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Citigroup Global Markets INC.Broker
August 2000 - June 2009 · 8 yrs 10 mos
First Albany CorporationBroker
September 1999 - July 2000 · 10 mos
State Registrations30 states
AZCACTFLGAIAINKYMAMDMEMNNCNHNJNYOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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