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Dino Macaluso

Pks Advisory Services, LLC
40 Years of Experience
Albany, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Dino Macaluso is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 40 years of industry experience. Dino is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
November 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dino is a registered investment advisor representative at PKSA (PKS Advisory). He is also an insurance agent selling and servicing fixed life insurance and annuity contracts through PKS Financial since 1997.

Employment History
Current Registrations
Pks Advisory Services, LLC
May 2007 - Present · 19 yrs 5 mos
Purshe Kaplan Sterling InvestmentsBroker
March 1997 - Present · 29 yrs 7 mos
Previous Registrations
Prudential Securities IncorporatedBroker
August 1994 - March 1997 · 2 yrs 7 mos
Painewebber IncorporatedBroker
June 1988 - July 1994 · 6 yrs 1 mo
Shearson Lehman Hutton INC.Broker
May 1986 - July 1988 · 2 yrs 2 mos
State Registrations35 states
AZCACOCTDEFLGAIAIDILKSKYMAMDMEMINCNHNJNMNVNYOHOKORPASCSDTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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