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Michael Dejulio

Pks Advisory Services, LLC
15 Years of Experience
Albany, NY
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Dejulio is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 State Street, Albany, NY, 12207

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2022
Final
Criminal
September 2017
Final Disposition
Employment Separation After Allegations
March 2017
Criminal
February 2017
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is an Investment Advisor Representative (IAR) with PKS Advisory Services, LLC, dedicating full-time hours to advisory services. He also works as an agent for PKS Financial Services, offering fixed insurance solutions to clients, dedicating a few hours per week.

Employment History
Current Registrations
Pks Advisory Services, LLC
November 2017 - Present · 8 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Goldman, Sachs & CO.Broker
September 2009 - April 2017 · 7 yrs 7 mos
State Registrations15 states
AZCACTFLKYMANCNHNJNYPASCTXVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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