Michael Allen
Michael Allen is a ChFC-designated registered investment advisor at Allen Financial Advisement, INC., based in La Jolla, CA, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
The management fee is negotiable; you may aggregate accounts to achieve a lower fee. If ongoing financial planning services are used in conjunction with these services, you will be charged a maximum fee of 0.50%.
Fee Estimator
Location
4275 Executive Square,, Suite 200, La Jolla, CA, 92037
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a sales agent for individual life and disability insurance since 2003, dedicating minimal time to this activity. He also teaches business and finance classes at National University and founded the Munoz Family Scholarship, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Allen Financial Advisement, INC.
Previous Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
New England SecuritiesBroker
Princor Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.