Allen Mellow is a registered investment advisor at Ktf Investments, LLC, based in Seal Beach, CA, with 58 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 184 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum annual fee charged will not exceed 2%. All fees are negotiable.
Fee Estimator
Location
13001 Seal Beach Boulevard, # 250, Seal Beach, CA, 90740
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2010Customer Dispute
September 2009Other Business Activities
Allen is the executor of an estate with an IRA account at UBS, but is not the financial advisor of record. He began this role in 2009.
Employment History
Current Registrations
Ktf Investments, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wedbush, Noble, Cooke, INCBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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