James Mitchell is a registered investment advisor at Mighty Oak Management LLC, based in Easton, CT, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 45 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.25% |
| $500K - $1000K | 1.90% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.40% |
Fees are negotiable. A flat fee schedule is also available, not exceeding the corresponding rate in the Standard Linear Fee Schedule.
Fee Estimator
Location
Easton, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mighty Oak Management LLC
Previous Registrations
Invest Financial Corporation
Blue Hill Capital Partners LLC
UBS Financial Services INC.
State Registrations2 states
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