DM
ChFC
DM
ChFC

Durward Mullen

56 Years of Experience
Austin, TX
BrokerSells Insurance

Durward Mullen is a ChFC-designated registered investment advisor, based in Austin, TX, with 56 years of industry experience.

Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Durward is an independent insurance agent since 1964 and a part-owner/independent insurance agent for various independent insurance companies since 2004, dedicating minimal time to these activities. He is also a principal in Lower Healthcare Cost LP and LHCM LLC, providing healthcare solutions, and an advisory representative of a RIA, spending nearly full-time on this role.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2016 - Present · 10 yrs
Previous Registrations
Transamerica Financial Advisors, INC.
July 1999 - May 2016 · 16 yrs 10 mos
Transamerica Financial Advisors, INCBroker
July 1999 - May 2016 · 16 yrs 10 mos
Princor Financial Services CorporationBroker
August 1969 - September 1999 · 30 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Durward Mullen - Financial Advisor | TrueAdvisor